Fw: Ameriprise fined over failed real estate investments

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From: "InvestmentNews Daily" <InvestmentNews_Daily@e.ccialerts.com>

Date: Mon, 5 May 2014 19:36:19 -0000

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Subject: Ameriprise fined over failed real estate investments

Having trouble viewing this E-mail? Click here to view the online version. The pulse of the financial advisory industry Monday, May 5, 2014 Finra fines Ameriprise over real estate investments Finra claims that real estate investments were unsuitable for two retired California school teachers. Mark Schoeff has the story. See 8 other recent big-money Finra fines. SEC charges adviser with lying about client assets Gundlach recommends shorting homebuilders Thought economy was picking up? Think again MetLife to re-enter variable annuity game Investors pour money into bonds to their peril Making retirement planning automatic How to hold onto assets after an inheritance Behavioral finance: Truth about loss aversion Providing specialized advice to single parents Featured Data By the numbers: How top firms keep growing Seven strategies the most profitable firms applied to sustain growth. Get more insights: Participate in the 2014 Financial Performance Study. Advisers on the Move $4 billion in assets already on the move in May New Rankings Broker-dealers with the most major producers Trending Stories Mutiny breaks out at UBS San Francisco advisers stage a protest to save a popular UBS branch manager from being reassigned. Fixed annuity sales getting extra attention from Finra 10 best-paying independent broker-dealers | | Unsubscribe | Subscribe| Print Subscription | Contact Our Editor | Advertise Please do not reply back to this email address. This box is not monitored and you will not receive a response. For assistance please call our Customer Contact Center at 877-812-1589 or email us at: customerservice@investmentnews.com ©2014 InvestmentNews. All Rights Reserved. 685 Third Avenue, New York, NY 10017-4036